A review pack in the making
Three agents gather the picture.
Positions and performance from the custodian, notes from the CRM, and the client’s restricted list checked against holdings.
Step 1 of 5
HoldingsGathered
Client notesGathered
ResearchChecking
A plan has changed.
The client mentioned retiring in 2028, not 2036. The pack shows the new date with its source, and keeps the old one with its date.
Step 2 of 5
Retire2028 · meeting note, May 14
Earlier2036 · superseded
The supervisor checks the agents’ work.
A claim that a holding breaks the client’s tobacco restriction is checked against how the holding is classified. It is confirmed.
Step 3 of 5
Restriction breachConfirmed
The adviser sees what needs a decision.
The last page lists what the adviser decides, each with its evidence.
Step 4 of 5
To decide2 items
The question, as the person sees itRetirement moved to 2028 and one holding breaks a restriction. Discuss both at the review?
The adviser walks in prepared.
A complete, sourced picture of the client and what changed since last time.
Step 5 of 5
PackReady
Illustrative.
Step 1 of 5
HoldingsGathered
Client notesGathered
ResearchChecking
Step 2 of 5
Retire2028 · meeting note, May 14
Earlier2036 · superseded
Step 3 of 5
Restriction breachConfirmed
Step 4 of 5
To decide2 items
The question, as the person sees itRetirement moved to 2028 and one holding breaks a restriction. Discuss both at the review?
Step 5 of 5
PackReady